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Bank Compliance School

Bank Compliance School

School Overview

Compliance is one of the most crucial and consuming issues in the financial services industry today. Regulatory agencies are making it clear through their examinations that no institution can afford to be without a comprehensive, well-managed compliance program. Your compliance officer must be able to run the process, including a bank-wide training program, like a well-oiled machine.

The purpose of this school is to provide students with the knowledge and understanding of laws and regulations that impact lending practices, deposit functions, marketing, and management by:

  • Developing an understanding of federal laws and regulations
  • Developing basic management skills and effective techniques for compliance administration
  • Providing instruction designed to supplement in-bank training programs and benefit students through exposure to the experience and knowledge of other students
Make your attendance count towards your continuing professional education credits! The MBA will provide a certificate of attendance that you may submit to the appropriate advisory board to determine if this school qualifies for credits.


Credit Module: Consumer Lending
Monday, March 30: (8:30 a.m. – 4:00 p.m.)

  • Consumer Lending (Non RE)
  • Fair Lending
  • Regulation B
  • TRID
  • Military Lending Act
  • Regulation O
Credit Module: Real Estate Lending
Tuesday, March 31: (8:30 a.m. – 4:00 p.m.)
  • LO Compensation
  • Flood Rules
  • Mortgage Servicing
  • HMDA
  • SAFE Act
  • TRID
  • Operations Module
    Wednesday, April 1: (8:30 a.m. – 4:00 p.m.)

    • State Law – Update by the MBA Legal Team
    • UDAAP
    • Social Media
    • E-Sign
    • Regulation CC
    • Privacy – Reg P + RFPA
    • Regulation E
    • Regulation DD
    • Regulation D
    Thursday, April 2: (8:30 a.m. – 4:00 p.m.)
    (Operations Module continued)
    • Beneficial Ownership
    • Money Services Business
    • BSA Five Pillars
    • CTR
    • CIP
    • SAR


    Compliance Alliance, Inc.

    Registration Fee (The registration fee includes instruction, morning coffee and rolls, lunches, breaks and all classroom materials.) IT DOES NOT INCLUDE HOUSING.

    Member - Entire School $1,075

    Member - Any Single Day  $295  
    Qualified Non-Member - Entire School
    Qualified Non-Member - Any Single Day

    Note:  You will be given the option to pay by credit card or to invoice your company during the checkout process.

    Dates & Times

    March 30 - April 2, 2020
    Check in: Monday March 30 - 8:00 AM
    Program: 8:30 AM - 4:00 PM


    Embassy Suites Hotel
    2800 American Boulevard West
    Bloomington, MN 55431
    Click here for directions


    Housing accommodations can be made directly with the Embassy Suites Bloomington by calling 952-884-4811. Ask for the Minnesota Bankers Association room block or group code MB1 or go to the Personalized Group Webpage. Group rate cut-off date is March 12, 2020.

    Cancellation Policy

    The MBA reserves the right to cancel programs due to insufficient enrollment, instructor illness, or other reasons. Participants wishing to cancel must inform the MBA in writing prior to the event. Send cancellation notices to A cancellation fee of 25% of the program cost will be charged for withdrawing, or you may send a substitute. The full program fee will be charged for withdrawing after the event has taken place or a no-show.


    Qualified non-members are encouraged to apply. Please call our office for further information.

    Special Needs

    If you have a disability that may affect your participation in this program - or any dietary issues - please send a statement regarding any special needs to at least two weeks prior to the program. We will contact you to discuss accommodations.
    3/30/2020 8:30 AM - 4/2/2020 4:00 PM
    Embassy Suites Hotel 2800 American Blvd W Bloomington 55431

    Please note that you must be logged in to register online

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