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Bank Compliance School

Bank Compliance School

School Overview

Compliance is one of the most crucial and consuming issues in the financial services industry today. Regulatory agencies are making it clear through their examinations that no institution can afford to be without a comprehensive, well-managed compliance program. Your compliance officer must be able to run the process, including a bank-wide training program, like a well-oiled machine.

The purpose of this school is to provide students with the knowledge and understanding of laws and regulations that impact lending practices, deposit functions, marketing, and management by:

  • Developing an understanding of federal laws and regulations
  • Developing basic management skills and effective techniques for compliance administration
  • Providing instruction designed to supplement in-bank training programs and benefit students through exposure to the experience and knowledge of other students
Make your attendance count towards your continuing professional education credits! The MBA will provide a certificate of attendance that you may submit to the appropriate advisory board to determine if this school qualifies for credits.


Credit Module: Consumer Lending
Monday, July 20:
(8:30 a.m. – 4:00 p.m.)

  • Consumer Lending (Non RE)
  • Fair Lending
  • Regulation B
  • TRID
  • Military Lending Act
  • Regulation O
Credit Module: Real Estate Lending
Tuesday, July 21:
(8:30 a.m. – 4:00 p.m.)

  • LO Compensation
  • Flood Rules
  • Mortgage Servicing
  • HMDA
  • SAFE Act
  • TRID
  • Operations Module
    Wednesday, July 22:
    (8:30 a.m. – 4:00 p.m.)

    • State Law – Update by the MBA Legal Team
    • UDAAP
    • Social Media
    • E-Sign
    • Regulation CC
    • Privacy – Reg P + RFPA
    • Regulation E
    • Regulation DD
    • Regulation D
    Thursday, July 23:
    (8:30 a.m. – 4:00 p.m.)

    (Operations Module continued)
    • Beneficial Ownership
    • Money Services Business
    • BSA Five Pillars
    • CTR
    • CIP
    • SAR


    Compliance Alliance, Inc.

    You will receive the webinar link prior to the webinar.

    Please note: Each link is uniquely coded and may only be used by the individual registered for the course. We ask that you do not share the link and reserve the right to remove unregistered attendees.

    Registration Fee

    Member - Entire School $1,075

    Member - Any Single Day  $295  
    Qualified Non-Member - Entire School
    Qualified Non-Member - Any Single Day

    Note:  You will be given the option to pay by credit card or to invoice your company during the checkout process.

    Dates & Times

    July 20 - 23, 2020
    Program: 8:30 AM - 4:00 PM each day


    At Your Desk

    Cancellation Policy

    The MBA reserves the right to cancel programs due to insufficient enrollment, instructor illness, or other reasons. Participants wishing to cancel must inform the MBA in writing prior to the event. Send cancellation notices to A cancellation fee of 25% of the program cost will be charged for withdrawing, or you may send a substitute. The full program fee will be charged for withdrawing after the event has taken place or a no-show.


    Qualified non-members are encouraged to apply. Please call our office for further information. 
    7/20/2020 - 7/23/2020
    At Your Desk
    Online registration not available.

    Please note that you must be logged in to register online

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